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Building a Competitive Education Industry
A Weekly Column by Myron Lieberman

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Do Teacher Unions Hinder Educational Performance? 
Why a "No" Answer Must Be Rejected 

The Harvard Educational Review is a journal controlled and edited by students in Harvard's Graduate School of Education.  In the Winter 2000 issue, the Review published an article by Lala Carr Steelman, Brian Powell, and Robert M. Carini (hereinafter the authors) entitled "Do Teacher Unions Hinder Educational Performance?"  Although space limits our analysis, we believe that it demonstrates major deficiencies in the article, such that its procedures, scholarship, and conclusions must be rejected by the research community. 

In the article, the authors conclude that the teacher unions do not hinder education performance.  In drawing this conclusion, they have relied upon the positive correlations between teacher unionization and higher SAT scores. That is, the states with higher SAT scores tend to be the unionized states.  Since the correlation is alleged to be rather high, the authors conclude that the teacher unions do not hinder educational performance. 

However, to demonstrate the impact of teacher unionization, it would be essential to provide data on educational performance before and after unionization.  Despite the complete absence of such data, the authors conclude that the high test scores in unionized states demonstrate that the teacher unions do not hinder educational performance.  This illustrates the poor logic that characterizes the article; for all we know, the test scores might have been much higher in the absence of unionization. 

To appreciate this point, consider the fact that the teacher unions are the strongest in large cities, such as new York City, Chicago, Los Angeles, Philadelphia, new Orleans, Miami, and so on.  This is true even in states with bargaining laws.  The test scores in the large urban districts are lower than the test scores of the remainder of the test-taking population.  Does the correlation between unionization and low SAT/ACT scores in large urban districts indicate that the teacher unions hinder education performance in these districts?  It does not, as the teacher unions would be the first to argue.  For all we know, the test scores might have been even lower in the absence of unionization.  Actually, the teacher unions do hinder educational performance in inner city schools but this conclusion is based upon such factors as the union emphasis on seniority in assignment which invariably results in the assignment of high proportions of new, inexperienced and/or substitute teachers in these schools.

A simple two-state example illustrates our criticism.  Connecticut is a state with high average SAT scores.  It is also a state in which teachers are highly unionized.  In contrast, North Caroline is a state showing much lower SAT scores.  It is also a state in which unionization is prohibited.  Can we deduce from these facts the conclusion that teacher unions have a positive impact on education achievement?  We cannot.  Connecticut had much higher average SAT scores than North Carolina before Connecticut teachers were unionized, and it is safe to say that if teacher unions were prohibited in Connecticut and allowed in North Carolina, SAT scores in Connecticut would still be much higher in Connecticut than in North Carolina.   And no matter how many states with high and low SAT scores we add to the mix, the conclusion remains the same.  We cannot - logically, that is - draw any conclusions about the impact of the teacher unions on educational achievement from the correlations data cited in the article.

The article is also seriously flawed in terms of who takes and who does not take the tests.  The percentage of high school students who take the SAT varies from four percent in Utah and Mississippi to 88 percent in Connecticut.  What is the educational impact of unionization on students who do not take the SAT?  The authors say nothing about it, but the omission undermines any conclusions about the impact of the teacher unions on achievement. 

The authors' reliance upon SAT scores is deficient for several other reasons as well: 

  • The SAT scores include the scores of pupils who are homeschooled - a group that scores above average but is not subject to teacher unionization.
  • The state SAT scores also include the scores of private school test takers, who average higher than public school test takers but are rarely educated in unionized schools.
  • A large number of pupils have divided their K-12 years between public and private schools.  These considerations indicate that "average SAT scores" is a very unreliable guide to educational performance.
One issue faced by the authors was how to categorize the states that required school boards to "meet and confer," but do not require collective bargaining.  Should the test scores in these states be categorized as from unionized states, or from non-unionized ones?  The Review article categorizes them as from unionized states. Actually, the teacher unions themselves have led the efforts to replace "meet and confer" laws with bargaining statutes precisely on the grounds that meet and confer statutes cannot provide the essentials of unionization.  The upshot is that the authors treat non-unionized states with high SAT scores as unionized states.

One of the most glaring weaknesses in the Review article is that it completely ignores the data about the effects of unionization outside of education, but gives no reason or explanation for this omission.  What is there about education that justifies the conclusion that teacher unions will not have the negative effects on productivity that have emerged in other unionized industries?  The authors do not raise this question, asserting only that how teacher unionization affects educational performance is a "mystery" worth of further study.  Indeed, the article does not discuss or even cite some of the best recent research on the impact of the teacher unions on educational achievement.  For example, the article does not cite a study by Sam Peltzman of the University of Chicago, in which Peltzman found that teacher unionization was the only factor that could explain the decline in SAT scores since 1962.  This omission is all the more surprising because Peltzman's findings are discussed in a book cited by the authors as one that criticizes teacher unionization without any empirical evidence to support its conclusions.

Perhaps the most telling commentary is the fact that the authors previously published the gist of the Harvard article in a different journal, where it languished without attention.  Once it was published in a journal with "Harvard" in the title, some policymakers automatically assume that the article must have merit.  Unfortunately, it does not.

Dr. Myron Lieberman, Senior Research Scholar, Social Philosophy and Policy Center, Bowling Green State University, Ohio, and Charlene K. Haar, President, Education Policy Institute, Washington, DC.

This analysis is adapted from a forthcoming article in School Reform News.

1. The Peltzman study is discussed briefly in Myron Lieberman, The Teacher Unions (New York: Free Press, 1997), p. 220. The Teacher Unions devotes seven full pages to the arguments pro and con regarding the impact of the teacher unions on educational achievement (pp. 217-225). The 2000 paperback edition does also (pp. 231-238).


Past Columns by Dr. Lieberman

Why Teacher Unions are Lucky-February 19, 2001
Should Teachers Control Schools?-February 12, 2001
The Myth of "Participation"-February 5, 2001
NEA/AFT Merger in 1962: A Bit of History-January 29, 2001
The Conversion of Interests to Principals: The Case of Comparable Worth-January 22, 2001
Teachers and Farmers: Some Reflections-January 15, 2001
Innovation in the School Choice Debate-January 8, 2001
Deja Vu All Over Again?-December 18, 2000
Alligator Stew-December 11, 2000
The Florida Election Controversy: Implications for Education-Part II-December 4, 2000
Making Election Day a Holiday-November 28, 2000
The Presidential Election Controversy: Implications for Education-November 20, 2000
The School Choice Debacle-November 13, 2000
School Choice Before and After November 7-November 6, 2000
"Education" as an Issue in the 2000 Elections-October 30, 2000
Competition and Teacher Representation-October 23, 2000
Union or Political Party--Or Both?-October 16, 2000
Academic Double Standards-October 2, 2000
A Word About Education Courses-September 25, 2000
Teacher Unions and Education Reform-September 18, 2000
Gays and Lesbians in Classrooms-September 11, 2000
Should Teacher Unions Organize All School District Employees?-August 28, 2000
The Fallout from the Bilingual Education Controversy-August 21, 2000
Senator Lieberman's Support for Vouchers-August 14, 2000
Education at the GOP Convention-August 7, 2000
No Union or Different Kind of Union?-July 31, 2000
Merit Pay Can't Provide The Incentives For Improvement-July 17, 2000
The NEA's Latest Party-July 10, 2000
How and Why the NEA Avoids the Union Label-July 3, 2000
How the NSBA Stifles Dissent-June 26, 2000
Teacher Representation in the Bargaining Law States-June 19, 2000
Should Teachers Affiliate with the AFL-CIO?-June 12, 2000
Vouchers, Polls, and Soundbites-June 6, 2000
Why the NEA/AFT Support and Oppose Privatization Simultaneously-May 30, 2000
Looking At School Choice In A New Light-May 19, 2000

See File

Education Policy Institute, PMB 294, 4401-A Connecticut Ave., NW, Washington, DC 20008-2322 202/244-7535, Fax 202/244-7584 http://www.educationpolicy.org, revised 4/2/01